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Public ownership evidence

First Trust Mid Cap Core AlphaDEX Fund (FNX) Ownership Disclosures

Read FNX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2961,304$6,680,872None
Kingsview Wealth Management, LLC2026-06-302026-08-202,078$304,090None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-201,882$275,424None
Transamerica Financial Advisors, LLC2026-06-302026-08-18135$19,798None
Equitable Holdings, Inc.2026-06-302026-08-189,138$1,337,297None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,901$278,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1518$2,634None
Investors Portfolio Services LLC2026-06-302026-08-15120$17,562None
AMERIFLEX GROUP, INC.2026-06-302026-08-151,697$248,359None
Nemes Rush Group LLC2026-06-302026-08-1541$6,010None
Ameritas Advisory Services, LLC2026-06-302026-08-151,949$285,197None
FWG Holdings, LLC2026-06-302026-08-1516,658$2,387,794None
Western Wealth Management, LLC2026-06-302026-08-1538,903$5,693,354None
IFG Advisory, LLC2026-06-302026-08-15415$60,734None
Per Stirling Capital Management, LLC.2026-06-302026-08-1578,951$11,554,271None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,317$339,057None
OSAIC HOLDINGS, INC.2026-06-302026-08-1549,819$7,292,170None
FLOW TRADERS U.S. LLC2026-06-302026-08-154,778$699,000None
GTS SECURITIES LLC2026-06-302026-08-156,667$975,695None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1515,974$2,337,741None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15542$79,358None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15114$16,684None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15226$32,928None
Waverly Advisors, LLC2026-06-302026-08-152,417$353,720None
Element Wealth, LLC2026-06-302026-08-153,011$440,650None
&PARTNERS2026-06-302026-08-1539,538$5,749,293None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1515,078$2,186,853None
MAI Capital Management2026-06-302026-08-152,095$306,597None
Pinnacle Financial Partners, Inc.2026-06-302026-08-152,255$330,012None
Cerity Partners LLC2026-06-302026-08-152,336$341,927None
Cerity Partners LLC2026-06-302026-08-15300$43,904None
Cresset Asset Management, LLC2026-06-302026-08-152,653$388,280None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-151,780$260,497None
STRATEGY ASSET MANAGERS LLC2026-06-302026-08-151,608$235,325None
WESTWOOD HOLDINGS GROUP INC2026-06-302026-08-151,977$289,327None
ROYAL BANK OF CANADA2026-06-302026-08-15293,711$42,984,000None
ROYAL BANK OF CANADA2026-06-302026-08-15978$143,000None
ROYAL BANK OF CANADA2026-06-302026-08-15958$140,000None
CITADEL ADVISORS LLC2026-06-302026-08-151,500$219,520Call
Larson Financial Group LLC2026-06-302026-08-15913$133,680None
IHT Wealth Management, LLC2026-06-302026-08-154,574$669,451None
ALERUS FINANCIAL NA2026-06-302026-08-15258$37,757None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,007$1,025,451None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15255,604$37,406,842None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15175,491$25,682,549None
COZAD ASSET MANAGEMENT INC2026-06-302026-08-1512,268$1,795,368None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15372,230$54,474,625None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15335,944$49,164,230None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15155,683$22,783,740None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1552,722$7,715,584None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗MCGUIRE CAPITAL ADVISORS INC ↗Investors Portfolio Services LLC ↗AMERIFLEX GROUP, INC. ↗Nemes Rush Group LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.