Explore more topics
Public ownership evidence

First Trust Water ETF (FIW) Ownership Disclosures

Read FIW insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

B. Riley Wealth Advisors, Inc.2025-03-312026-08-295,783$582,428None
Legacy Edge Advisors, LLC2025-09-302026-08-274,694$527,371None
WILLIAM JOHN SEMPOLINSKI2026-03-312026-08-2724,379$2,514,206None
WILLIAM JOHN SEMPOLINSKI2025-12-312026-08-2723,769$2,582,264None
CARLSON FINANCIAL, INC.2026-06-302026-08-252,576$282,072None
CARLSON FINANCIAL, INC.2026-03-312026-08-252,122$218,863None
CARLSON FINANCIAL, INC.2025-12-312026-08-252,099$228,040None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21288$31,542None
Kingsview Wealth Management, LLC2026-06-302026-08-205,299$580,299None
Archer Investment Corp2026-06-302026-08-2079$8,652None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-208,333$912,639None
Sankala Group LLC2026-06-302026-08-19101$11,185None
Beacon Pointe Advisors, LLC2026-06-302026-08-1919,450$2,130,215None
Comprehensive Money Management Services LLC2026-06-302026-08-186,627$725,789None
Equitable Holdings, Inc.2026-06-302026-08-1822,277$2,439,728None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-182,841$311,000None
EFG International AG2026-06-302026-08-15190$20,809None
AMERIFLEX GROUP, INC.2026-06-302026-08-157,961$871,889None
Perissos Private Wealth Management, LLC2026-06-302026-08-154,435$485,679None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15639$69,983None
Modern Wealth Management, LLC2026-06-302026-08-1545,968$5,034,370None
Mutual Advisors, LLC2026-06-302026-08-152,200$240,944None
Advyzon Investment Management, LLC2026-06-302026-08-156,164$675,081None
WILLIAM JOHN SEMPOLINSKI2026-06-302026-08-1526,594$2,912,575None
Ameritas Advisory Services, LLC2026-06-302026-08-15157,875$17,290,458None
NFSG Corp2026-06-302026-08-15526$57,608None
Western Wealth Management, LLC2026-06-302026-08-1510,795$1,182,283None
IFG Advisory, LLC2026-06-302026-08-1566$7,236None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,577$391,753None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,550$498,312None
OSAIC HOLDINGS, INC.2026-06-302026-08-15110,413$12,098,120None
Regal Investment Advisors LLC2026-06-302026-08-155,820$637,394None
FLOW TRADERS U.S. LLC2026-06-302026-08-155,539$607,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1510,200$1,117,104Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-155,967$653,506None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1522,078$2,417,983None
Xcelsior Advisor Partners LLC2026-06-302026-08-153,305$361,934None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1530$3,296None
Waverly Advisors, LLC2026-06-302026-08-1528,814$3,155,693None
BROWN ADVISORY INC2026-06-302026-08-153,502$383,539None
&PARTNERS2026-06-302026-08-156,398$700,741None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1576$8,324None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15161,094$17,607,433None
Ausdal Financial Partners, Inc.2026-06-302026-08-158,388$918,676None
Ausdal Financial Partners, Inc.2026-06-302026-08-1541$4,490None
MAI Capital Management2026-06-302026-08-1517,335$1,898,519None
Cerity Partners LLC2026-06-302026-08-151,905$208,654None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1518,039$1,975,577None
ROYAL BANK OF CANADA2026-06-302026-08-158,177$896,000None
ROYAL BANK OF CANADA2026-06-302026-08-15192,363$21,068,000None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Legacy Edge Advisors, LLC ↗WILLIAM JOHN SEMPOLINSKI ↗WILLIAM JOHN SEMPOLINSKI ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗GILL CAPITAL PARTNERS, LLC ↗Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.