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Public ownership evidence

First Trust SSI Strategic Convertible Securities ETF (FCVT) Ownership Disclosures

Read FCVT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Caitlin John, LLC2026-06-302026-08-18108$5,808None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,828$205,862None
OSAIC HOLDINGS, INC.2026-06-302026-08-15172,192$9,260,520None
JANE STREET GROUP, LLC2026-06-302026-08-1521,860$1,175,524None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15203$10,932None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15343$18,445None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15100$5,378None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15290$15,595None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15650$34,954None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15282$15,165None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15554$29,834None
ROYAL BANK OF CANADA2026-06-302026-08-1560,371$3,246,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1526,584$1,429,579None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15101,841$5,476,535None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$75None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1524,553$1,320,338None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1519,071$1,025,543None
Rockefeller Capital Management L.P.2026-06-302026-08-14352$18,981None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1429$1,559None
Elequin Capital, LP2026-06-302026-08-1449,825$2,679,344None
MORGAN STANLEY2026-06-302026-08-1457,633$3,099,220None
MORGAN STANLEY2026-06-302026-08-147$398None
Integrated Wealth Concepts LLC2026-06-302026-08-1384$4,544None
Cetera Investment Advisers2026-06-302026-08-1333,018$1,775,502None
STIFEL FINANCIAL CORP2026-06-302026-08-1315,396$827,920None
JPMORGAN CHASE & CO2026-06-302026-08-1331$1,648None
JPMORGAN CHASE & CO2026-06-302026-08-1311,592$616,231None
Stratos Wealth Partners, LTD.2026-06-302026-08-1214,391$773,925None
Allworth Financial LP2026-06-302026-08-121,700$91,418None
BLAIR WILLIAM & CO/IL2026-06-302026-08-12295$15,864None
Proactive Wealth Strategies LLC2026-06-302026-08-1181,703$4,393,478None
Tidemark, LLC2026-06-302026-08-1122,546$1,212,413None
FIG FINANCIAL ADVISORY SERVICES INC /ADV2026-03-312026-08-1149,867$2,202,980None
Wagner Wealth Management, Corp2026-06-302026-08-1112,537$674,178None

90-day public filing window, up to 50 source positions.

Caitlin John, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗MARSHALL INVESTMENT MANAGEMENT, LLC ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗FIDUCIARY FINANCIAL ADVISORS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.