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Public ownership evidence

First Trust California Municipal High income ETF (FCAL) Ownership Disclosures

Read FCAL insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CENTAURUS FINANCIAL, INC.2026-06-302026-08-1811,985$595,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-151,845$91,605None
Mutual Advisors, LLC2026-06-302026-08-1516,997$843,957None
Perennial Investment Advisors, LLC2026-06-302026-08-1511,583$575,155None
WCG Wealth Advisors LLC2026-06-302026-08-1516,218$805,238None
IFG Advisory, LLC2026-06-302026-08-15992$49,268None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,364$117,354None
OSAIC HOLDINGS, INC.2026-06-302026-08-1516,442$816,380None
OSAIC HOLDINGS, INC.2026-06-302026-08-1536,555$1,815,369None
JANE STREET GROUP, LLC2026-06-302026-08-1515,849$786,938None
Cerity Partners LLC2026-06-302026-08-1534,375$1,706,794None
ROYAL BANK OF CANADA2026-06-302026-08-159,934$493,000None
CITADEL ADVISORS LLC2026-06-302026-08-154,500$223,435None
Larson Financial Group LLC2026-06-302026-08-15900$44,687None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1512,845$637,795None
WELLS FARGO & COMPANY/MN2026-06-302026-08-154,566$226,724None
Stonebridge Financial Group, LLC/CA2026-06-302026-08-1437,613$1,867,000None
Quantinno Capital Management LP2026-06-302026-08-1410,696$531,080None
Rockefeller Capital Management L.P.2026-06-302026-08-1425,211$1,251,782None
Steward Partners Investment Advisory, LLC2026-06-302026-08-145,300$263,157None
Entruity Wealth, LLC2026-06-302026-08-146,782$336,741None
UBS Group AG2026-06-302026-08-1445,083$2,238,461None
Mariner, LLC2026-06-302026-08-1442,483$2,109,374None
Elequin Capital, LP2026-06-302026-08-1454,092$2,685,787None
Inspire Advisors, LLC2026-06-302026-08-149,445$468,946None
Ameritas Investment Partners, Inc.2026-06-302026-08-14857$42,552None
MORGAN STANLEY2026-06-302026-08-14216,129$10,731,280None
MORGAN STANLEY2026-06-302026-08-1418$917None
Integrated Wealth Concepts LLC2026-06-302026-08-132,599$129,030None
ODonnell Financial Services, LLC2026-06-302026-08-134,097$203,425None
Cetera Investment Advisers2026-06-302026-08-1386,212$4,280,623None
GUGGENHEIM CAPITAL LLC2026-06-302026-08-1393,217$4,628,224None
NewEdge Advisors, LLC2026-06-302026-08-137,222$358,588None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13809$40,144None
Allworth Financial LP2026-06-302026-08-122,857$141,857None
Tidemark, LLC2026-06-302026-08-118,553$424,651None
Precision Wealth Strategies, LLC2026-06-302026-08-1113,461$668,355None
Arax Advisory Partners2026-06-302026-08-1110,070$499,998None

90-day public filing window, up to 50 source positions.

CENTAURUS FINANCIAL, INC. ↗AMERIFLEX GROUP, INC. ↗Mutual Advisors, LLC ↗Perennial Investment Advisors, LLC ↗WCG Wealth Advisors LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.