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Public ownership evidence

First Trust Multi Cap Value AlphaDEX Fund (FAB) Ownership Disclosures

Read FAB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,113$113,000None
IFG Advisory, LLC2026-06-302026-08-151,949$197,834None
OSAIC HOLDINGS, INC.2026-06-302026-08-1543,249$4,389,870None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-159,370$951,038None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-157,174$734,187None
ROYAL BANK OF CANADA2026-06-302026-08-1535,714$3,625,000None
ROYAL BANK OF CANADA2026-06-302026-08-15886$90,000None
CITADEL ADVISORS LLC2026-06-302026-08-1534,195$3,470,731None
Larson Financial Group LLC2026-06-302026-08-1542$4,263None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1510,916$1,107,954None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-152,412$244,813None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1553,827$5,463,394None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,289$942,817None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1526,836$2,723,832None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1518,708$1,898,875None
Rockefeller Capital Management L.P.2026-06-302026-08-147,475$758,741None
UBS Group AG2026-06-302026-08-14380$38,569None
UBS Group AG2026-06-302026-08-147,182$728,959None
Creative Planning2026-06-302026-08-143,197$324,518None
Virtu Financial LLC2026-06-302026-08-144,274$434,000None
MORGAN STANLEY2026-06-302026-08-149$948None
MORGAN STANLEY2026-06-302026-08-1461,407$6,232,772None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-14100$10,150None
FMR LLC2026-06-302026-08-14789$80,104None
Cetera Investment Advisers2026-06-302026-08-136,743$684,449None
Baird Financial Group, Inc.2026-06-302026-08-1315,524$1,575,658None
NewEdge Advisors, LLC2026-06-302026-08-13320$32,479None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13811$82,363None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-139,334$947,404None
STIFEL FINANCIAL CORP2026-06-302026-08-1318,093$1,836,453None
JPMORGAN CHASE & CO2026-06-302026-08-13769$78,410None
Godfrey Financial Associates, Inc.2026-06-302026-08-12100$10,150None
Private Wealth Asset Management, LLC2026-06-302026-08-12762$77,342None
Stratos Wealth Partners, LTD.2026-06-302026-08-124,697$476,763None
Allworth Financial LP2026-06-302026-08-1270$7,105None
Proactive Wealth Strategies LLC2026-06-302026-08-1115,543$1,577,448None
Moors & Cabot, Inc.2026-06-302026-08-112,254$228,777None
Arax Advisory Partners2026-06-302026-08-1175$7,613None
Pacific Sun Financial Corp2026-06-302026-08-112,110$214,161None

90-day public filing window, up to 50 source positions.

CENTAURUS FINANCIAL, INC. ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗JONES FINANCIAL COMPANIES LLLP ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗Larson Financial Group LLC ↗GOLDMAN SACHS GROUP INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.