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Public ownership evidence

ALPS Equal Sector Weight ETF (EQL) Ownership Disclosures

Read EQL insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-286,525$329,186None
Corient Private Wealth LP2026-06-302026-08-186,525$329,187None
Equitable Holdings, Inc.2026-06-302026-08-184,729$238,560None
Federation des caisses Desjardins du Quebec2026-06-302026-08-152,788$140,655None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,566$179,918None
OSAIC HOLDINGS, INC.2026-06-302026-08-1558,490$2,951,103None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-157,577$382,260None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-156,819$344,019None
Gotham Asset Management, LLC2026-06-302026-08-1513,631$687,684None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1560,449$3,041,188None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,015,021$51,209,992None
ROYAL BANK OF CANADA2026-06-302026-08-15109,454$5,522,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,190$110,000None
CITADEL ADVISORS LLC2026-06-302026-08-1513,457$678,906None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,522$228,135None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15664,223$33,510,067None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15358,225$18,072,446None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15299,690$15,119,361None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15105,617$5,328,361None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15478,673$24,149,053None
BANK OF AMERICA CORP /DE/2026-06-302026-08-151,224,914$61,796,918None
CreativeOne Wealth, LLC2026-06-302026-08-1426,426$1,333,183None
UBS Group AG2026-06-302026-08-14123,413$6,226,186None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1412,426$626,892None
MORGAN STANLEY2026-06-302026-08-1436$1,822None
MORGAN STANLEY2026-06-302026-08-14837,199$42,236,736None
FMR LLC2026-06-302026-08-144,458$224,909None
NORTHERN TRUST CORP2026-06-302026-08-14516,019$26,033,159None
Smartleaf Asset Management LLC2026-06-302026-08-131,308$66,106None
Corient Private Wealth LP2026-06-302026-08-136,525$329,187None
Integrated Wealth Concepts LLC2026-06-302026-08-13315$15,901None
Cetera Investment Advisers2026-06-302026-08-13156,594$7,900,166None
Intrepid Financial Planning Group LLC2026-06-302026-08-138,428$425,208None
NewEdge Advisors, LLC2026-06-302026-08-13121$6,116None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1311,628$586,625None
STIFEL FINANCIAL CORP2026-06-302026-08-1362,063$3,131,691None
SMITH, MOORE & CO.2026-06-302026-08-1326,260$1,324,817None
JPMORGAN CHASE & CO2026-06-302026-08-133,746$189,323None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-125,814$293,316None
Stratos Wealth Partners, LTD.2026-06-302026-08-1247,703$2,406,637None
Bernicke Wealth Management, Ltd.2026-06-302026-08-1251,101$2,578,045None
Bernicke Wealth Management, Ltd.2026-03-312026-08-1251,204$2,435,262None
Bernicke Wealth Management, Ltd.2025-12-312026-08-1251,760$2,400,629None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-115,814$293,316None
Arax Advisory Partners2026-06-302026-08-11600$30,270None
BOK Financial Private Wealth, Inc.2026-06-302026-08-111,200$60,540None
NATIONAL BANK OF CANADA /FI/2026-06-302026-08-111,967$99,137None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Corient Private Wealth LP ↗Equitable Holdings, Inc. ↗Federation des caisses Desjardins du Quebec ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Gotham Asset Management, LLC ↗JONES FINANCIAL COMPANIES LLLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.