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Public ownership evidence

FT Vest U.S. Equity Deep Buffer ETF - October (DOCT) Ownership Disclosures

Read DOCT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2916,082$616,745None
Capasso Planning Partners LLC2026-06-302026-08-1911,189$522,303None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-182,852$133,000None
Sequent Planning LLC2026-06-302026-08-1526,314$1,228,338None
Mutual Advisors, LLC2026-06-302026-08-15138,512$6,465,740None
Advyzon Investment Management, LLC2026-06-302026-08-15577$26,934None
Advyzon Investment Management, LLC2026-06-302026-08-153,913$182,659None
Ameritas Advisory Services, LLC2026-06-302026-08-155,721$267,056None
Per Stirling Capital Management, LLC.2026-06-302026-08-15143,115$6,680,617None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,160$427,589None
OSAIC HOLDINGS, INC.2026-06-302026-08-1586,920$4,057,391None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15108,064$5,044,428None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-157,514$350,754None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15990$46,213None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,500$70,020None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,674$78,142None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15268$12,510None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,065$49,714None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,149$53,635None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,222$57,043None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15326$15,171None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,366$63,718None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15276$12,837None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15190$8,869None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15326$15,171None
&PARTNERS2026-06-302026-08-1527,548$1,285,941None
Harvest Investment Services, LLC2026-06-302026-08-1527,438$1,280,806None
ROYAL BANK OF CANADA2026-06-302026-08-15105$5,000None
Larson Financial Group LLC2026-06-302026-08-153,036$141,720None
IHT Wealth Management, LLC2026-06-302026-08-1517,329$808,918None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1525,040$1,168,867None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1529,848$1,393,305None
BARCLAYS PLC2026-06-302026-08-154,195$195,823None
Wood Tarver Financial Group, LLC2026-06-302026-08-14176,850$8,255,000None
Sanctuary Advisors, LLC2026-06-302026-08-1413,524$631,300None
Rockefeller Capital Management L.P.2026-06-302026-08-142,769$129,257None
Prosperity Consulting Group, LLC2026-06-302026-08-145,281$246,517None
Regatta Research & Money Management2026-06-302026-08-13788$36,784None
Smartleaf Asset Management LLC2026-06-302026-08-13156$7,257None
Integrated Wealth Concepts LLC2026-06-302026-08-131,242$57,982None
Cetera Investment Advisers2026-06-302026-08-1388,410$4,126,979None
StoneX Group Inc.2026-06-302026-08-1333,905$1,582,609None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1363,933$2,984,392None
JPMORGAN CHASE & CO2026-06-302026-08-1320,098$934,959None
Bluespring Wealth Management, LLC2026-06-302026-08-1246,330$2,162,684None
Benson Wealth Management INC2026-06-302026-08-11205$9,569None
UPTICK PARTNERS, LLC2026-06-302026-08-1113,138$613,282None
Tanglewood Legacy Advisors, LLC2026-06-302026-08-1112,246$571,644None
1776 Wealth LLC2026-06-302026-08-118,920$416,386None
Arkadios Wealth Advisors2026-06-302026-08-115,426$253,286None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Capasso Planning Partners LLC ↗CENTAURUS FINANCIAL, INC. ↗Sequent Planning LLC ↗Mutual Advisors, LLC ↗Advyzon Investment Management, LLC ↗Advyzon Investment Management, LLC ↗Ameritas Advisory Services, LLC ↗Per Stirling Capital Management, LLC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.