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Public ownership evidence

State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) Ownership Disclosures

Read DIA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Alternative Investment Advisors, LLC.2026-06-302026-09-01813$425,053None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2911,214$4,708,588None
Corient Private Wealth LP2026-06-302026-08-28845$441,420None
Corient Private Wealth LP2026-06-302026-08-2816,370$8,550,640None
BOSTON RESEARCH & MANAGEMENT INC2025-12-312026-08-282,052$986,130None
Legacy Edge Advisors, LLC2025-09-302026-08-27791$366,841None
Dakota Wealth Management2025-12-312026-08-27574$275,800None
BOSTON RESEARCH & MANAGEMENT INC2026-03-312026-08-271,627$753,611None
Advus Financial Partners, LLC2026-06-302026-08-26412$215,433None
Kirkwood Financial Services2026-06-302026-08-2665,577$34,272,804None
TOBIAS FINANCIAL ADVISORS, INC.2026-06-302026-08-263,515$1,836,201None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-22431$225,182None
Nokomis Capital, L.L.C.2026-06-302026-08-2218,779$9,809,962None
Rehmann Capital Advisory Group2026-06-302026-08-21650$339,972None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-211,286$671,910None
Wilson & Boucher Capital Management, LLC2026-06-302026-08-20400$208,956None
Kingsview Wealth Management, LLC2026-06-302026-08-206,044$3,157,298None
Archer Investment Corp2026-06-302026-08-20353$184,584None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-2060$31,343None
STOCK YARDS BANK & TRUST CO2026-06-302026-08-20545$284,703None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-201,000$15,200Call
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2035,343$18,462,931None
Beacon Pointe Advisors, LLC2026-06-302026-08-1920,082$10,490,709None
Strait & Sound Wealth Management LLC2026-06-302026-08-191,351$705,749None
JDM Financial Group LLC2026-06-302026-08-191,505$786,121None
Glenview Trust Co2026-06-302026-08-191,482$774,181None
Legacy Edge Advisors, LLC2025-06-302026-08-18791$348,576None
Maxele Advisors, LLC2026-06-302026-08-182,164$1,130,452None
Strive Financial Group ,LLC2026-06-302026-08-185$2,654None
WNY Asset Management, LLC2026-06-302026-08-18837$437,286None
Coastal Bridge Advisors, LLC2026-06-302026-08-18750$391,863None
Caitlin John, LLC2026-06-302026-08-180$4None
Corient Private Wealth LP2026-06-302026-08-1823,499$12,274,769None
Asset Allocation Strategies LLC2026-06-302026-08-181,810$945,725None
Empowered Funds, LLC2026-06-302026-08-1813,293$6,944,130None
Empowered Funds, LLC2026-06-302026-08-18390$203,732None
Empowered Funds, LLC2026-06-302026-08-18166$86,717None
Pure Financial Advisors, LLC2026-06-302026-08-18543$283,658None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-188,187$4,277,063None
Nalls Sherbakoff Group, LLC2026-06-302026-08-18120$62,687None
Nalls Sherbakoff Group, LLC2026-03-312026-08-18120$55,583None
Hayek Kallen Investment Management2026-06-302026-08-18898$469,000None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-183,711$1,938,589None
Wiser Advisor Group LLC2026-06-302026-08-18837$437,230None
Equitable Holdings, Inc.2026-06-302026-08-1849,260$25,732,600None
AtlasMark Financial, Inc2026-06-302026-08-1810,200$5,328,378None
Stonehage Fleming Financial Services Holdings Ltd2026-06-302026-08-18103$53,806None
Fayez Sarofim & Co2026-06-302026-08-18550$287,314None
Jefferies Financial Group Inc.2026-06-302026-08-188,922$4,661,212None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-183,562$1,861,000None

90-day public filing window, up to 50 source positions.

Alternative Investment Advisors, LLC. ↗B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗Corient Private Wealth LP ↗BOSTON RESEARCH & MANAGEMENT INC ↗Legacy Edge Advisors, LLC ↗Dakota Wealth Management ↗BOSTON RESEARCH & MANAGEMENT INC ↗Advus Financial Partners, LLC ↗Kirkwood Financial Services ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.