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Public ownership evidence

Dimensional Emerging Markets Sustainability Core 1 ETF (DFSE) Ownership Disclosures

Read DFSE insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2853,535$2,616,751None
MLG Wealth Management DBA Pine Grove Financial Group2025-12-312026-08-269,434$391,306None
Rehmann Capital Advisory Group2026-06-302026-08-2110,455$511,035None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2084,065$4,109,071None
Beacon Pointe Advisors, LLC2026-06-302026-08-1950,694$2,477,885None
Orion Capital Management LLC2026-06-302026-08-191,893$92,530None
Wealth Management Strategies, Inc.2025-06-302026-08-189,194$349,911None
Wealth Management Strategies, Inc.2026-06-302026-08-188,982$439,032None
Balanced Rock Investment Advisors LLC2026-06-302026-08-1881,686$3,992,771None
Corient Private Wealth LP2026-06-302026-08-1853,535$2,616,751None
Pure Financial Advisors, LLC2026-06-302026-08-18104,452$5,105,580None
Financial Plan, Inc.2026-06-302026-08-155,853$286,092None
Seneschal Advisors, LLC2026-06-302026-08-15228$11,145None
Modern Wealth Management, LLC2026-06-302026-08-1510,534$514,897None
Envision Financial Planning, LLC2026-06-302026-08-154,341$212,194None
Babb Wealth Advisors LLC2026-06-302026-08-1510,008$489,188None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,668$130,401None
OSAIC HOLDINGS, INC.2026-06-302026-08-15443$21,653None
Betterment LLC2026-06-302026-08-1528,191$1,378,000None
JANE STREET GROUP, LLC2026-06-302026-08-1514,977$732,068None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15904$44,187None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15498$24,331None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-151,194$58,362None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15137$6,696None
CARDIFF PARK ADVISORS, LLC2026-06-302026-08-152,377$116,178None
BROWN ADVISORY INC2026-06-302026-08-1524,647$1,204,733None
Rockbridge Investment Management, LCC2026-06-302026-08-1521,269$1,039,619None
Cerity Partners LLC2026-06-302026-08-1564,574$3,156,361None
Cerity Partners LLC2026-06-302026-08-15516$25,222None
Laird Norton Wetherby Trust Company, LLC2026-06-302026-08-1549,725$2,430,533None
ROYAL BANK OF CANADA2026-06-302026-08-151,858$91,000None
ROYAL BANK OF CANADA2026-06-302026-08-15941$46,000None
Larson Financial Group LLC2026-06-302026-08-152,033$99,351None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1545,764$2,236,921None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1513,252$647,751None
Burk Holdings LLC2026-06-302026-08-14369$18,037None
von Borstel & Associates, Inc.2026-06-302026-08-148,466$413,000None
Pathstone Holdings, LLC2026-06-302026-08-14673,453$32,918,067None
Quantinno Capital Management LP2026-06-302026-08-145,539$270,744None
Creative Planning2026-06-302026-08-144,757$232,510None
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC2026-06-302026-08-141,447$69,621None
COMPASS CAPITAL CORP /MA/ /ADV2026-06-302026-08-146,567$314,800None
SEVEN MILE ADVISORY2026-06-302026-08-1419,663$961,118None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-147,022$343,250None
MORGAN STANLEY2026-06-302026-08-1426$1,271None
FMR LLC2026-06-302026-08-14281$13,744None
SeedSafe Financial LLC2026-06-302026-08-1320,711$1,012,343None
SeedSafe Financial LLC2026-03-312026-08-1320,711$877,519None
SeedSafe Financial LLC2025-12-312026-08-1320,711$859,092None
Smartleaf Asset Management LLC2026-06-302026-08-13777$37,441None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗MLG Wealth Management DBA Pine Grove Financial Group ↗Rehmann Capital Advisory Group ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Orion Capital Management LLC ↗Wealth Management Strategies, Inc. ↗Wealth Management Strategies, Inc. ↗Balanced Rock Investment Advisors LLC ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.