Explore more topics
Public ownership evidence

Innovator Equity Dual Directional 15 Buffer ETF - October (DDFO) Ownership Disclosures

Read DDFO insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 25 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Kingsview Wealth Management, LLC2026-06-302026-08-2054,288$1,222,023None
Archer Investment Corp2026-06-302026-08-2026,753$602,210None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1849,532$1,115,000None
Modern Wealth Management, LLC2026-06-302026-08-1545,672$1,028,077None
Foundations Investment Advisors, LLC2026-06-302026-08-1519,487$438,652None
OSAIC HOLDINGS, INC.2026-06-302026-08-1546,811$1,053,716None
HRT FINANCIAL LP2026-06-302026-08-1520,997$472,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1523,758$534,792None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1576,499$1,721,992None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1535,583$800,973None
CITADEL ADVISORS LLC2026-06-302026-08-1515,364$345,844None
World Investment Advisors2026-06-302026-08-1538,415$824,064None
BARCLAYS PLC2026-06-302026-08-154,065$91,503None
UBS Group AG2026-06-302026-08-14965$21,722None
Creative Planning2026-06-302026-08-14482,639$10,864,204None
Pitti Group Wealth Management, LLC2026-06-302026-08-1311,150$250,986None
Cetera Investment Advisers2026-06-302026-08-1365,040$1,464,050None
Aptus Capital Advisors, LLC2026-06-302026-08-133,250$73,158None
NewEdge Advisors, LLC2026-06-302026-08-1313,385$301,296None
Summit Financial, LLC2026-06-302026-08-1337,288$839,353None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1359,849$1,347,201None
Allworth Financial LP2026-06-302026-08-1215,842$356,604None
SageView Advisory Group, LLC2026-06-302026-08-11482,639$10,864,205None
SageView Advisory Group, LLC2026-03-312026-08-11501,905$10,766,666None
CALTON & ASSOCIATES, INC.2026-06-302026-08-1124,517$551,878None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗Archer Investment Corp ↗CENTAURUS FINANCIAL, INC. ↗Modern Wealth Management, LLC ↗Foundations Investment Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.