Explore more topics
Public ownership evidence

Roundhill Generative AI & Technology ETF (CHAT) Ownership Disclosures

Read CHAT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 50 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2864$6,316None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-2864$3,958None
Brown Financial Advisors2026-06-302026-08-273,043$300,283None
Kingsbury Capital Investment Advisors LLC2026-06-302026-08-263,165$312,322None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-214,232$417,579None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-187,791$768,816None
Equitable Holdings, Inc.2026-06-302026-08-1822,529$2,223,124None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-15141$13,874None
AMERIFLEX GROUP, INC.2026-06-302026-08-15245$24,177None
ROSS\JOHNSON & Associates LLC2026-06-302026-08-15150$14,802None
Synergy Investment Management, LLC2026-06-302026-08-15290$28,617None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1513$1,281None
Federation des caisses Desjardins du Quebec2026-06-302026-08-15449$44,307None
Advyzon Investment Management, LLC2026-06-302026-08-153,293$324,953None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1523,742$2,342,861None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1525,977$2,563,410None
KCM INVESTMENT ADVISORS LLC2026-06-302026-08-155,097$502,972None
KINTRA WEALTH, LLC2026-06-302026-08-154,509$422,046None
Ameritas Advisory Services, LLC2026-06-302026-08-1525$2,467None
Foundations Investment Advisors, LLC2026-06-302026-08-152,374$234,266None
IFG Advisory, LLC2026-06-302026-08-15309$30,491None
JT Stratford LLC2026-06-302026-08-152,776$273,936None
OSAIC HOLDINGS, INC.2026-06-302026-08-15653$64,415None
OSAIC HOLDINGS, INC.2026-06-302026-08-1560,124$5,933,020None
Betterment LLC2026-06-302026-08-153,113$307,000None
JANE STREET GROUP, LLC2026-06-302026-08-158,700$858,516Put
JANE STREET GROUP, LLC2026-06-302026-08-1512,500$1,233,500Call
HRT FINANCIAL LP2026-06-302026-08-1524,435$2,411,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-15143,248$14,135,712None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1572,600$7,164,168Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1567,100$6,621,428Put
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15101,534$10,019,375None
Ancora Advisors LLC2026-06-302026-08-1527$2,664None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1531$3,044None
BROWN ADVISORY INC2026-06-302026-08-153,002$296,237None
Ausdal Financial Partners, Inc.2026-06-302026-08-153,612$356,445None
Cerity Partners LLC2026-06-302026-08-152,600$256,568None
ROYAL BANK OF CANADA2026-06-302026-08-152,114$209,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-1555,467$5,473,497None
CITADEL ADVISORS LLC2026-06-302026-08-1512,600$1,243,368Put
CITADEL ADVISORS LLC2026-06-302026-08-154,174$411,890None
CITADEL ADVISORS LLC2026-06-302026-08-1550,900$5,022,812Call
Larson Financial Group LLC2026-06-302026-08-15333$32,860None
GROUP ONE TRADING LLC2026-06-302026-08-155,046$497,939None
GOLDMAN SACHS GROUP INC2026-06-302026-08-153,400$335,512None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,701$167,855None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,953$488,762None
BARCLAYS PLC2026-06-302026-08-15800$78,944None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,001$98,810None
WELLS FARGO & COMPANY/MN2026-06-302026-08-154,219$416,331None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Brown Financial Advisors ↗Kingsbury Capital Investment Advisors LLC ↗GILL CAPITAL PARTNERS, LLC ↗UNITED CAPITAL FINANCIAL ADVISORS, LLC ↗Equitable Holdings, Inc. ↗MCGUIRE CAPITAL ADVISORS INC ↗AMERIFLEX GROUP, INC. ↗ROSS\JOHNSON & Associates LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.