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Public ownership evidence

Saba Opportunistically Hedged Closed-End Funds ETF (CEFS) Ownership Disclosures

Read CEFS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Proficio Capital Partners LLC2026-06-302026-08-1859,455$1,524,426None
Quattro Advisors LLC2026-06-302026-08-15100,670$2,581,177None
NFSG Corp2026-06-302026-08-1547,681$1,222,541None
Foundations Investment Advisors, LLC2026-06-302026-08-15190,181$4,876,246None
Adalta Capital Management LLC2026-06-302026-08-151,075$27,563None
Adalta Capital Management LLC2026-06-302026-08-1525,060$642,538None
OSAIC HOLDINGS, INC.2026-06-302026-08-15447$11,449None
OSAIC HOLDINGS, INC.2026-06-302026-08-1579,260$2,032,235None
OSAIC HOLDINGS, INC.2026-06-302026-08-1555,668$1,427,255None
Fort Point Capital Partners LLC2026-06-302026-08-1516,063$411,850None
Private Capital Management, LLC2026-06-302026-08-15243,252$6,236,980None
Ausdal Financial Partners, Inc.2026-06-302026-08-1551,633$1,323,870None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1515,636$400,919None
ROYAL BANK OF CANADA2026-06-302026-08-152,609$67,000None
ROYAL BANK OF CANADA2026-06-302026-08-15263,579$6,758,000None
CITADEL ADVISORS LLC2026-06-302026-08-159,914$254,195None
IHT Wealth Management, LLC2026-06-302026-08-1547,468$1,217,070None
CSS LLC/IL2026-06-302026-08-1524,674$632,641None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15251,318$6,443,793None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15102,549$2,629,364None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$37None
Boreal Capital Management LLC2026-06-302026-08-143,075$78,843None
Visionary Wealth Advisors2026-06-302026-08-1495,683$2,453,321None
Sanctuary Advisors, LLC2026-06-302026-08-148,535$218,840None
Rockefeller Capital Management L.P.2026-06-302026-08-142,387$61,205None
Steward Partners Investment Advisory, LLC2026-06-302026-08-142,367$60,690None
UBS Group AG2026-06-302026-08-144$103None
Arete Wealth Advisors, LLC2026-06-302026-08-14286,252$7,339,518None
Hilltop Holdings Inc.2026-06-302026-08-1411,074$283,937None
MORGAN STANLEY2026-06-302026-08-144,634$118,816None
MORGAN STANLEY2026-06-302026-08-143$79None
WINMILL & CO. INC2026-06-302026-08-14100$2,564None
Integrated Wealth Concepts LLC2026-06-302026-08-138,629$221,300None
Cetera Investment Advisers2026-06-302026-08-13285,866$7,329,606None
NewEdge Advisors, LLC2026-06-302026-08-1323,131$593,084None
STIFEL FINANCIAL CORP2026-06-302026-08-1317,815$456,775None
SHP Wealth Management2026-06-302026-08-121,864$47,793None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-1210,449$267,912None
Arete Wealth Advisors, LLC2025-12-312026-08-12245,564$5,657,803None
Arete Wealth Advisors, LLC2026-06-302026-08-12286,252$7,339,518None
SCOTIA CAPITAL INC.2026-06-302026-08-12105,734$2,711,017None
Allworth Financial LP2026-06-302026-08-123,200$82,048None
THOMPSON SIEGEL & WALMSLEY LLC2026-06-302026-08-1210,000$256,000None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12490$12,564None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-1110,449$267,912None
Thomas J. Herzfeld Advisors, Inc.2026-06-302026-08-1162,053$1,591,039None

90-day public filing window, up to 50 source positions.

Proficio Capital Partners LLC ↗Quattro Advisors LLC ↗NFSG Corp ↗Foundations Investment Advisors, LLC ↗Adalta Capital Management LLC ↗Adalta Capital Management LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Fort Point Capital Partners LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.