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Public ownership evidence

Cathay General Bancorp (CATY) Ownership Disclosures

Read CATY insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-10-282026-10-26SUN ALBERTS960Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-26 and its public availability date is 2026-10-28. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001437749-26-033821 ↗SEC 0001437749-26-029633 ↗SEC 0001437749-26-029120 ↗

Recent Form 4 activity

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2026-10-282026-10-26SUN ALBERTS960Not reported
2026-09-042026-09-02Sun RichardS1,000Not reported
2026-08-282026-08-25Lo Thomas M.S1,600Not reported
2026-08-282026-08-25Sun RichardS1,000Not reported
2026-08-132026-08-10Sun RichardS3,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2020-06-302026-08-284,690$123,347None
Advisors Asset Management, Inc.2020-09-302026-08-274,094$88,758None
Advisors Asset Management, Inc.2019-12-312026-08-265,123$194,930None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-03-312026-08-2658,187$2,901,204None
VIRGINIA RETIREMENT SYSTEMS ET Al2026-06-302026-08-2659,487$3,687,599None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2572,917$4,520,125None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-254,520,125$72,917,000None
Advisors Asset Management, Inc.2020-03-312026-08-224,946$113,511None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2037,775$2,341,655None
Advisors Asset Management, Inc.2019-03-312026-08-195,450$184,810None
Advisors Asset Management, Inc.2019-09-302026-08-195,249$182,324None
Advisors Asset Management, Inc.2019-06-302026-08-195,308$190,610None
Ensign Peak Advisors, Inc2026-03-312026-08-194,775$238,082None
Ensign Peak Advisors, Inc2025-12-312026-08-194,775$231,062None
Ensign Peak Advisors, Inc2025-09-302026-08-1914,775$709,348None
Fulcrum Asset Management LLP2026-06-302026-08-19114$7,049None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-189,156$567,580None
Jefferies Financial Group Inc.2026-06-302026-08-186,461$400,517None
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO2026-06-302026-08-181,225$75,938None
CAXTON ASSOCIATES LLP2026-06-302026-08-1516,224$1,005,726None
Graham Capital Management, L.P.2026-06-302026-08-157,980$494,680None
SEI INVESTMENTS CO2026-06-302026-08-1541,225$2,555,538None
SEI INVESTMENTS CO2026-06-302026-08-155,191$321,770None
Aster Capital Management (DIFC) Ltd2026-06-302026-08-151,463$90,691None
Glen Eagle Advisors, LLC2026-06-302026-08-1526$1,591None
Rafferty Asset Management, LLC2026-06-302026-08-1532,546$2,017,527None
Basecamp Wealth Advisors LLC2026-06-302026-08-15123$7,625None
Quarry LP2026-06-302026-08-1594$5,827None
Integrated Quantitative Investments LLC2026-06-302026-08-1523,917$1,482,615None
T. Rowe Price Investment Management, Inc.2026-06-302026-08-151,041,237$64,547,000None
CSM Advisors, LLC2026-06-302026-08-15247,985$15,372,000None
XTX Topco Ltd2026-06-302026-08-1529,081$1,802,731None
Prestige Wealth Management Group LLC2026-06-302026-08-1517$1,054None
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2026-06-302026-08-15873,287$54,135,061None
Sixth Street Partners Management Company, L.P.2026-06-302026-08-15873,287$54,135,061None
ExodusPoint Capital Management, LP2026-06-302026-08-1520,009$1,240,358None
Qube Research & Technologies Ltd2026-06-302026-08-15283,682$17,585,447None
IFG Advisory, LLC2026-06-302026-08-157,872$487,985None
OSAIC HOLDINGS, INC.2026-06-302026-08-1528,492$1,766,271None
QUADRANT CAPITAL GROUP LLC2026-06-302026-08-1515,556$964,316None
Squarepoint Ops LLC2026-06-302026-08-155,704$353,591None
Man Group plc2026-06-302026-08-153,395$210,456None
Trexquant Investment LP2026-06-302026-08-1538,621$2,394,116None
MetLife Investment Management, LLC2026-06-302026-08-1538,241$2,370,560None
Engineers Gate Manager LP2026-06-302026-08-159,440$585,186None
State of Tennessee, Department of Treasury2026-06-302026-08-1532,797$2,033,087None
Legal & General Group Plc2026-06-302026-08-1540,939$2,537,809None
Legal & General Group Plc2026-06-302026-08-1512,764$791,240None
Legal & General Group Plc2026-06-302026-08-15102,545$6,356,765None
DRW Securities, LLC2026-06-302026-08-155,524$342,432None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗VIRGINIA RETIREMENT SYSTEMS ET Al ↗VIRGINIA RETIREMENT SYSTEMS ET Al ↗CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM ↗CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM ↗Advisors Asset Management, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.