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Public ownership evidence

Alpha Architect Tail Risk ETF (CAOS) Ownership Disclosures

Read CAOS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Sankala Group LLC2026-06-302026-08-1923,122$2,091,623None
Empowered Funds, LLC2026-06-302026-08-18597,146$53,958,113None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1820,621$1,863,000None
Federation des caisses Desjardins du Quebec2026-06-302026-08-159,230$833,746None
JPL Wealth Management, LLC2026-06-302026-08-15142,052$12,835,819None
Valley Financial Group, Inc.2026-06-302026-08-1514,849$1,341,790None
Advyzon Investment Management, LLC2026-06-302026-08-157$633None
Advyzon Investment Management, LLC2026-06-302026-08-153,314$299,453None
PMV Capital Advisers, LLC2026-06-302026-08-1520,109$1,817,049None
ENTREWEALTH, LLC2026-06-302026-08-1516,739$1,512,703None
Orcam Financial Group2026-06-302026-08-156,775$612,189None
Caerus Investment Advisors, LLC2026-06-302026-08-153,888$351,320None
Foundations Investment Advisors, LLC2026-06-302026-08-152,574$232,587None
Betterment LLC2026-06-302026-08-152,750$248,000None
Empirical Finance, LLC2026-06-302026-08-15138,121$12,480,614None
Ancora Advisors LLC2026-06-302026-08-15905$81,776None
Ausdal Financial Partners, Inc.2026-06-302026-08-153,314$299,453None
CITADEL ADVISORS LLC2026-06-302026-08-1514,325$1,294,407None
IHT Wealth Management, LLC2026-06-302026-08-1512,575$1,136,277None
World Investment Advisors2026-06-302026-08-1526,931$2,444,258None
Stillwater Private Wealth, LLC2026-06-302026-08-1479,613$7,198,000None
SEEDS INVESTOR LLC2026-06-302026-08-1347,198$4,264,811None
NewEdge Advisors, LLC2026-06-302026-08-138,042$726,675None
Jessup Wealth Management, Inc2026-06-302026-08-122,661$240,448None
HILL ISLAND FINANCIAL LLC2026-06-302026-08-12141,558$12,791,181None
BlackDiamond Wealth Management, LLC2026-06-302026-08-122,245$203,092None
Vise Technologies, Inc.2026-06-302026-08-1263,274$5,717,439None
Stokes Family Office, LLC2026-06-302026-08-1295,334$8,614,335None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12199$17,982None
WealthCollab, LLC2026-06-302026-08-1110,029$906,221None
Arkadios Wealth Advisors2026-06-302026-08-118,504$768,421None

90-day public filing window, up to 50 source positions.

Sankala Group LLC ↗Empowered Funds, LLC ↗CENTAURUS FINANCIAL, INC. ↗Federation des caisses Desjardins du Quebec ↗JPL Wealth Management, LLC ↗Valley Financial Group, Inc. ↗Advyzon Investment Management, LLC ↗Advyzon Investment Management, LLC ↗PMV Capital Advisers, LLC ↗ENTREWEALTH, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.