Explore more topics
Public ownership evidence

PGIM Laddered S&P 500 Buffer 12 ETF (BUFP) Ownership Disclosures

Read BUFP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 19 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

Kingsview Wealth Management, LLC2026-06-302026-08-2042,028$1,346,997None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18108,289$3,471,000None
COFG Advisors, LLC2026-06-302026-08-1510,380$332,679None
Western Wealth Management, LLC2026-06-302026-08-1534,471$1,104,797None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,350$75,318None
JANE STREET GROUP, LLC2026-06-302026-08-1523,162$742,342None
OLD MISSION CAPITAL LLC2026-06-302026-08-1512,491$400,336None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,803$282,136None
ROYAL BANK OF CANADA2026-06-302026-08-156,972$223,000None
IHT Wealth Management, LLC2026-06-302026-08-15259,642$8,321,533None
GOLDMAN SACHS GROUP INC2026-06-302026-08-156,275$201,114None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,023,121$32,791,028None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15533,481$17,098,066None
Ankerstar Wealth, LLC2026-06-302026-08-145,361$171,820None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14350$11,218None
Cetera Investment Advisers2026-06-302026-08-13160,085$5,130,726None
NewEdge Advisors, LLC2026-06-302026-08-13105,277$3,374,128None
PlanVest Financial, Inc2026-06-302026-08-11205$6,570None
AssuredPartners Investment Advisors, LLC2026-06-302026-08-11146,647$4,700,036None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.