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Public ownership evidence

Broadridge Financial Solutions Inc (BR) Ownership Disclosures

Read BR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-10-062026-10-05MURRAY EILEEN KA18Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-05 and its public availability date is 2026-10-06. Subtracting those calendar dates gives 1 day of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001225208-26-008290 ↗SEC 0001225208-26-008290 ↗SEC 0001225208-26-008292 ↗

Recent Form 4 activity

Inspect all 25 displayed rows: Recent Form 4 activity

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2026-10-062026-10-05MURRAY EILEEN KA18Not reported
2026-10-062026-10-05MURRAY EILEEN KA20Not reported
2026-10-062026-10-05Zavery AmitA27Not reported
2026-10-062026-10-05Zavery AmitA34Not reported
2026-10-062026-10-05Mosconi Patricia AnnA1Not reported
2026-10-062026-10-05Mosconi Patricia AnnA2Not reported
2026-10-062026-10-05Nazareth Annette L.A18Not reported
2026-10-062026-10-05Nazareth Annette L.A22Not reported
2026-10-062026-10-05Markus Maura A.A37Not reported
2026-10-062026-10-05Markus Maura A.A100Not reported
2026-10-062026-10-05FLOWERS MELVIN LA18Not reported
2026-10-062026-10-05Duelks Robert NA146Not reported
2026-10-052026-10-01Carey Thomas PS2,501Not reported
2026-09-282026-09-24Nazareth Annette L.A180Not reported
2026-09-282026-09-24MURRAY EILEEN KA389Not reported
2026-09-282026-09-24Zavery AmitA180Not reported
2026-09-282026-09-24Mosconi Patricia AnnA180Not reported
2026-09-282026-09-24Markus Maura A.A209Not reported
2026-08-152026-08-12Stingi Richard JohnA2,172Not reported
2026-08-152026-08-12PERRY CHRISTOPHER JOHNA9,308Not reported
2026-08-152026-08-12Gokey Timothy CA33,265Not reported
2026-08-152026-08-12Ghei AshimaA466Not reported
2026-08-152026-08-12DESCHUTTER DOUGLAS RICHARDA1,783Not reported
2026-08-152026-08-12Carey Thomas PA5,275Not reported
2026-08-112026-02-06Duelks Robert NS253Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-2953$7,258None
Cornerstone Financial Management LLC2026-03-312026-08-2912$1,950None
Cornerstone Financial Management LLC2025-12-312026-08-292$446None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-292,450$594,028None
OPTIMIZE FINANCIAL INC.2026-06-302026-08-282,411$330,186None
Advisors Asset Management, Inc.2021-12-312026-08-2893,236$17,045,406None
Advisors Asset Management, Inc.2022-12-312026-08-2871,836$9,635,363None
Advisors Asset Management, Inc.2020-06-302026-08-2873,723$9,303,105None
Advisors Asset Management, Inc.2022-06-302026-08-2886,586$12,343,000None
Advisors Asset Management, Inc.2021-09-302026-08-2888,614$14,767,000None
Corient Private Wealth LP2026-06-302026-08-28447,711$61,718,853None
Corient Private Wealth LP2026-06-302026-08-283,622$496,066None
Wellington Grp LLC2026-06-302026-08-274,665$638,872None
Principia Wealth Advisory, LLC2026-06-302026-08-2710$1,370None
Principia Wealth Advisory, LLC2026-03-312026-08-2713$2,112None
Advisors Asset Management, Inc.2024-03-312026-08-2762,775$12,860,087None
Advisors Asset Management, Inc.2025-03-312026-08-2760,550$14,680,953None
Advisors Asset Management, Inc.2022-09-302026-08-2780,000$11,546,000None
Advisors Asset Management, Inc.2020-12-312026-08-2781,089$12,423,000None
Advisors Asset Management, Inc.2022-03-312026-08-2791,554$14,255,873None
Advisors Asset Management, Inc.2023-06-302026-08-2763,225$10,471,957None
Advisors Asset Management, Inc.2023-09-302026-08-2762,515$11,193,311None
Advisors Asset Management, Inc.2023-03-312026-08-2766,322$9,720,816None
Advisors Asset Management, Inc.2021-03-312026-08-2786,040$13,172,724None
Advisors Asset Management, Inc.2021-06-302026-08-2787,991$14,213,000None
Advisors Asset Management, Inc.2020-09-302026-08-2775,365$9,948,180None
Advisors Asset Management, Inc.2025-09-302026-08-2759,351$14,135,628None
Advisors Asset Management, Inc.2023-12-312026-08-2762,416$12,842,092None
Dakota Wealth Management2025-09-302026-08-276,085$1,449,859None
Dakota Wealth Management2025-12-312026-08-2712,088$2,698,589None
Advisors Asset Management, Inc.2019-12-312026-08-2670,259$8,679,797None
Advisors Asset Management, Inc.2025-06-302026-08-2558,539$14,226,733None
CYBER HORNET ETFs LLC2026-06-302026-08-25317$43,413None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-25194,445$26,629,243None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2526,629,243$194,445,000None
Advisors Asset Management, Inc.2024-09-302026-08-2263,741$13,706,227None
Advisors Asset Management, Inc.2024-06-302026-08-2264,051$12,618,047None
Advisors Asset Management, Inc.2024-12-312026-08-2262,471$14,124,068None
Advisors Asset Management, Inc.2025-12-312026-08-2257,464$12,824,241None
Advisors Asset Management, Inc.2020-03-312026-08-2270,055$6,643,316None
Assenagon Asset Management S.A.2026-06-302026-08-229,122$1,249,258None
Kidder Stephen W2026-06-302026-08-222,950$404,002None
Rehmann Capital Advisory Group2026-06-302026-08-212,894$397,100None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-2188$12,052None
Bullock Wealth Management Group2026-06-302026-08-204,386$618,180None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2023,474$3,214,743None
Beacon Pointe Advisors, LLC2026-06-302026-08-195,483$751,503None
Advisors Asset Management, Inc.2019-03-312026-08-1985,824$8,899,091None
Advisors Asset Management, Inc.2019-09-302026-08-1979,419$9,882,106None
Advisors Asset Management, Inc.2019-06-302026-08-1983,842$10,704,947None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗OPTIMIZE FINANCIAL INC. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.