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Public ownership evidence

Innovator U.S. Equity Buffer ETF - October (BOCT) Ownership Disclosures

Read BOCT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Bullock Wealth Management Group2026-06-302026-08-20147$7,793None
Kingsview Wealth Management, LLC2026-06-302026-08-207,449$394,957None
Beacon Pointe Advisors, LLC2026-06-302026-08-1935,022$1,856,922None
Caitlin John, LLC2026-06-302026-08-18370$19,618None
FSA Advisors, Inc.2026-06-302026-08-1838,464$2,039,419None
GTS FINANCIAL, LLC2026-06-302026-08-154,642$210,979None
Mutual Advisors, LLC2026-06-302026-08-1516,841$892,935None
COFG Advisors, LLC2026-06-302026-08-15370,725$19,656,210None
Bellwether Advisors, LLC2026-06-302026-08-158,147$431,966None
IFG Advisory, LLC2026-06-302026-08-15444$23,542None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,700$196,180None
OSAIC HOLDINGS, INC.2026-06-302026-08-15135,510$7,184,739None
Orion Porfolio Solutions, LLC2026-06-302026-08-1534,619$1,835,551None
HRT FINANCIAL LP2026-06-302026-08-1519,591$1,038,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1574,509$3,950,578None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1568,475$3,630,647None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-154,354$230,856None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15116$6,150None
Cerity Partners LLC2026-06-302026-08-15144,864$7,680,907None
Cerity Partners LLC2026-06-302026-08-1519,162$1,015,998None
Cresset Asset Management, LLC2026-06-302026-08-155,754$305,087None
CITADEL ADVISORS LLC2026-06-302026-08-157,066$374,650None
Larson Financial Group LLC2026-06-302026-08-1571$3,765None
World Investment Advisors2026-06-302026-08-1523,990$1,255,264None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1538,331$2,032,367None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1511,759$623,480None
Operose Advisors LLC2026-06-302026-08-142,061$109,277None
FSA Advisors, Inc.2026-06-302026-08-1438,464$2,039,419None
Visionary Wealth Advisors2026-06-302026-08-143,980$211,026None
CreativeOne Wealth, LLC2026-06-302026-08-147,442$394,586None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,019$160,072None
Penserra Capital Management LLC2026-06-302026-08-14497,836$26,396,000None
Three Seasons Wealth, LLC2026-06-302026-08-145,570$295,330None
Snowden Capital Advisors LLC2026-06-302026-08-149,243$490,078None
Trek Financial, LLC2026-06-302026-08-148,010$424,702None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1465,227$3,458,433None
MORGAN STANLEY2026-06-302026-08-141$53None
MORGAN STANLEY2026-06-302026-08-142,808$148,884None
Cetera Investment Advisers2026-06-302026-08-13124,423$6,597,094None
Advisory Services Network, LLC2026-06-302026-08-136,729$356,782None
NewEdge Advisors, LLC2026-06-302026-08-1330,347$1,609,043None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-134,378$232,128None
First Commonwealth Financial Corp /PA/2026-06-302026-08-1330,338$1,608,566None
JPMORGAN CHASE & CO2026-06-302026-08-1331,621$1,668,482None
JPMORGAN CHASE & CO2026-06-302026-08-131,852$97,721None
Keating Financial Advisory Services, Inc.2026-06-302026-08-12725$38,441None
BLAIR WILLIAM & CO/IL2026-06-302026-08-128,857$469,611None
Rothschild Wealth LLC2026-06-302026-08-126,000$318,129None
THOROUGHBRED FINANCIAL SERVICES, LLC2026-06-302026-08-1210,163$538,000None
Diversify Advisory Services, LLC2026-06-302026-08-1136,710$1,944,474None

90-day public filing window, up to 50 source positions.

Bullock Wealth Management Group ↗Kingsview Wealth Management, LLC ↗Beacon Pointe Advisors, LLC ↗Caitlin John, LLC ↗FSA Advisors, Inc. ↗GTS FINANCIAL, LLC ↗Mutual Advisors, LLC ↗COFG Advisors, LLC ↗Bellwether Advisors, LLC ↗IFG Advisory, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.