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Public ownership evidence

Innovator U.S. Equity Buffer ETF - August (BAUG) Ownership Disclosures

Read BAUG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2910,134$430,188None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,464$239,335None
Beacon Pointe Advisors, LLC2026-06-302026-08-1943,979$2,357,913None
FSA Advisors, Inc.2026-06-302026-08-1825,213$1,351,782None
GTS FINANCIAL, LLC2026-06-302026-08-154,855$223,428None
COFG Advisors, LLC2026-06-302026-08-1520,206$1,083,325None
Foundations Investment Advisors, LLC2026-06-302026-08-1510,569$566,652None
IFG Advisory, LLC2026-06-302026-08-151,000$53,615None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,903$262,872None
OSAIC HOLDINGS, INC.2026-06-302026-08-15750$40,211None
OSAIC HOLDINGS, INC.2026-06-302026-08-15193,547$10,376,028None
HRT FINANCIAL LP2026-06-302026-08-153,943$211,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1520,923$1,121,776None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1547,209$2,531,087None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1510,309$552,712None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15117$6,273None
Cerity Partners LLC2026-06-302026-08-15113,714$6,096,720None
Cerity Partners LLC2026-06-302026-08-1517,914$960,450None
Larson Financial Group LLC2026-06-302026-08-15123$6,595None
World Investment Advisors2026-06-302026-08-1521,628$1,065,399None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1548,592$2,605,236None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1537,740$2,023,411None
BARCLAYS PLC2026-06-302026-08-15564$30,239None
FSA Advisors, Inc.2026-06-302026-08-1425,213$1,351,782None
Visionary Wealth Advisors2026-06-302026-08-1411,341$608,043None
CreativeOne Wealth, LLC2026-06-302026-08-1417,516$939,112None
CreativeOne Wealth, LLC2026-06-302026-08-14356$19,087None
Rockefeller Capital Management L.P.2026-06-302026-08-1413,180$706,639None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1416,282$872,951None
Penserra Capital Management LLC2026-06-302026-08-14489,400$26,238,000None
Snowden Capital Advisors LLC2026-06-302026-08-1433,391$1,790,242None
Trek Financial, LLC2026-06-302026-08-1416,878$904,906None
VISTA INVESTMENT MANAGEMENT2026-06-302026-08-135,480$293,807None
Integrated Wealth Concepts LLC2026-06-302026-08-131,600$85,784None
Cetera Investment Advisers2026-06-302026-08-1343,510$2,332,767None
Advisory Services Network, LLC2026-06-302026-08-134,617$247,538None
WealthShield Partners, LLC2026-06-302026-08-1311,801$632,705None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,183$277,884None
First Commonwealth Financial Corp /PA/2026-06-302026-08-1314,148$758,538None
JPMORGAN CHASE & CO2026-06-302026-08-131,538$82,196None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1262$3,324None
Rothschild Wealth LLC2026-06-302026-08-124,050$217,139None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-124,464$239,335None
Arax Advisory Partners2026-06-302026-08-1114,021$751,729None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗FSA Advisors, Inc. ↗GTS FINANCIAL, LLC ↗COFG Advisors, LLC ↗Foundations Investment Advisors, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.