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Public ownership evidence

Allspring SMID Core ETF (ASCE) Ownership Disclosures

Read ASCE insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-20147,286$5,168,281None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18119,572$4,196,000None
COFG Advisors, LLC2026-06-302026-08-158,866$311,108None
&PARTNERS2026-06-302026-08-15281,975$9,875,626None
CITADEL ADVISORS LLC2026-06-302026-08-159,754$342,268None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1558,278$2,044,975None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15150,083$5,266,412None
Allspring Global Investments Holdings, LLC2026-06-302026-08-1428,570$1,002,521None
Sanctuary Advisors, LLC2026-06-302026-08-1411,682$409,905None
Quantinno Capital Management LP2026-06-302026-08-147,000$245,630None
Steward Partners Investment Advisory, LLC2026-06-302026-08-149,444$331,390None
UBS Group AG2026-06-302026-08-14175$6,141None
Snowden Capital Advisors LLC2026-06-302026-08-14180,585$6,336,728None
JPMORGAN CHASE & CO2026-06-302026-08-131,783$61,635None
VestGen Advisors, LLC2026-06-302026-08-12442,067$15,512,134None
Arax Advisory Partners2026-06-302026-08-113,850$135,096None
Crescent Grove Advisors, LLC2026-06-302026-08-11335,588$11,775,798None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.