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Public ownership evidence

Aqua Metals, Inc. Common Stock (AQMS) Ownership Disclosures

Read AQMS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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2026-10-152026-10-13Cotton StephenA35,310Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-10-13 and its public availability date is 2026-10-15. Subtracting those calendar dates gives 2 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code A: a award. An award is an acquisition but is not an open-market purchase. A purchase-following rule must not count it as code P.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001437749-26-032719 ↗SEC 0001437749-26-032718 ↗SEC 0001437749-26-032717 ↗

Recent Form 4 activity

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2026-10-152026-10-13Cotton StephenA35,310Not reported
2026-10-152026-10-13Taecker Benjamin S.A10,429Not reported
2026-10-152026-10-13West EricA12,583Not reported
2026-08-272026-08-24HENDERSON STEVEN KA10,427Not reported
2026-08-272026-08-24DIVITO VINCENT LA15,641Not reported
2026-08-272026-08-24Gangloff Eric JohnA10,427Not reported
2026-08-272026-08-24Cotton StephenA104,818Not reported
2026-08-272026-08-24West EricA37,352Not reported
2026-08-272026-08-24Taecker Benjamin S.A30,958Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 22 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-15103$297None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15162$471None
PRICE T ROWE ASSOCIATES INC /MD/2026-06-302026-08-1529,337$85,000None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15500$1,445None
VANGUARD CAPITAL MANAGEMENT LLC2026-06-302026-08-1429,215$84,431None
Vanguard Global Advisers, LLC2026-06-302026-08-14133$384None
UBS Group AG2026-06-302026-08-14539$1,558None
UBS Group AG2026-06-302026-08-141,200$3,468None
VANGUARD FIDUCIARY TRUST CO2026-06-302026-08-1415,587$45,046None
MORGAN STANLEY2026-06-302026-08-14233$673None
MORGAN STANLEY2026-06-302026-08-1461$176None
HUNTINGTON NATIONAL BANK2026-06-302026-08-1410$29None
GEODE CAPITAL MANAGEMENT, LLC2026-06-302026-08-136,749$19,504None
GEODE CAPITAL MANAGEMENT, LLC2026-06-302026-08-1327,661$79,943None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13312$902None
STIFEL FINANCIAL CORP2026-06-302026-08-13102,642$296,636None
SHP Wealth Management2026-06-302026-08-125$14None
Allworth Financial LP2026-06-302026-08-121$3None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1260$173None
Arax Advisory Partners2026-06-302026-08-111,295$3,743None
Skandinaviska Enskilda Banken AB (publ)2026-06-302026-08-11131$379None
DANSKE BANK A/S2026-06-302026-08-113$9None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗JONES FINANCIAL COMPANIES LLLP ↗PRICE T ROWE ASSOCIATES INC /MD/ ↗WELLS FARGO & COMPANY/MN ↗VANGUARD CAPITAL MANAGEMENT LLC ↗Vanguard Global Advisers, LLC ↗UBS Group AG ↗UBS Group AG ↗VANGUARD FIDUCIARY TRUST CO ↗MORGAN STANLEY ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.