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Public ownership evidence

First Trust Active Factor Small Cap ETF (AFSM) Ownership Disclosures

Read AFSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Federation des caisses Desjardins du Quebec2026-06-302026-08-1580,760$3,319,236None
IFG Advisory, LLC2026-06-302026-08-1557,933$2,381,055None
OSAIC HOLDINGS, INC.2026-06-302026-08-1538,843$1,596,533None
JANE STREET GROUP, LLC2026-06-302026-08-154,995$205,294None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1537,996$1,561,636None
Thrivent Financial for Lutherans2026-06-302026-08-1512,793$526,000None
Snowden Capital Advisors LLC2026-06-302026-08-1444,509$1,829,320None
MORGAN STANLEY2026-06-302026-08-141$74None
MORGAN STANLEY2026-06-302026-08-14563$23,139None
Cetera Investment Advisers2026-06-302026-08-1385,525$3,515,041None
FSB PREMIER WEALTH MANAGEMENT, INC.2026-06-302026-08-1315,591$640,770None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13965$39,662None
SMITH, MOORE & CO.2026-06-302026-08-1312,176$500,434None
JPMORGAN CHASE & CO2026-06-302026-08-13541$22,019None
JPMORGAN CHASE & CO2026-06-302026-08-13135,530$5,516,079None
Tower Research Capital LLC (TRC)2026-06-302026-08-1214,320$588,552None
Arkadios Wealth Advisors2026-06-302026-08-115,858$240,764None
Arkadios Wealth Advisors2026-06-302026-08-11461$18,947None
Moors & Cabot, Inc.2026-06-302026-08-1114,880$611,568None
Arax Advisory Partners2026-06-302026-08-1164,966$2,670,103None
ADVISORTRUST PARTNERS, LLC2026-06-302026-08-1122,705$933,176None
NATIONAL BANK OF CANADA /FI/2026-06-302026-08-111,118$45,849None

90-day public filing window, up to 50 source positions.

Federation des caisses Desjardins du Quebec ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Thrivent Financial for Lutherans ↗Snowden Capital Advisors LLC ↗MORGAN STANLEY ↗MORGAN STANLEY ↗Cetera Investment Advisers ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.