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Public ownership evidence

ALPS Clean Energy ETF (ACES) Ownership Disclosures

Read ACES insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-11-07T14:03:26.246Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Qube Research & Technologies Ltd2026-06-302026-08-153$106None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,920$68,102None
JANE STREET GROUP, LLC2026-06-302026-08-1511,520$408,154None
GTS SECURITIES LLC2026-06-302026-08-1534,413$1,219,253None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1523,996$850,178None
ROYAL BANK OF CANADA2026-06-302026-08-15908$32,000None
ROYAL BANK OF CANADA2026-06-302026-08-156,333$224,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-1539,824$1,410,964None
GOLDMAN SACHS GROUP INC2026-06-302026-08-15100,000$3,543,000None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1519,589$694,050None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15275$9,743None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1559,308$2,101,282None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1510,825$383,530None
Rockefeller Capital Management L.P.2026-06-302026-08-14267$9,495None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14302$10,700None
UBS Group AG2026-06-302026-08-1451$1,807None
UBS Group AG2026-06-302026-08-1413,158$466,188None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-143,695$130,914None
CIBC Bancorp USA Inc.2026-06-302026-08-14473,773$16,785,777None
CIBC Bancorp USA Inc.2026-06-302026-08-141,001,224$35,450,609None
MORGAN STANLEY2026-06-302026-08-1421,134$748,804None
MORGAN STANLEY2026-06-302026-08-141$55None
FMR LLC2026-06-302026-08-1444$1,561None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-1313$444None
Integrated Wealth Concepts LLC2026-06-302026-08-13197$6,984None
Cetera Investment Advisers2026-06-302026-08-137,763$275,051None
Focus Partners Wealth2026-06-302026-08-1335,121$1,244,346None
NewEdge Advisors, LLC2026-06-302026-08-13200$7,086None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1318,590$658,636None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13120$4,252None
US BANCORP \DE\2026-06-302026-08-134,760$168,647None
US BANCORP \DE\2026-06-302026-08-133,349$118,655None
JPMORGAN CHASE & CO2026-06-302026-08-131$64None
Godfrey Financial Associates, Inc.2026-06-302026-08-12100$3,543None
LaSalle St. Investment Advisors, LLC2026-06-302026-08-128,103$287,094None
TRILLIUM ASSET MANAGEMENT, LLC2026-06-302026-08-128,500$301,155None
PlanVest Financial, Inc2026-06-302026-08-11100$3,555None
Cassaday & Co Wealth Management LLC2026-06-302026-08-1120$709None
NATIONAL BANK OF CANADA /FI/2026-06-302026-08-119$319None

90-day public filing window, up to 50 source positions.

Qube Research & Technologies Ltd ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗GTS SECURITIES LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗D. E. Shaw & Co., Inc. ↗GOLDMAN SACHS GROUP INC ↗WELLS FARGO & COMPANY/MN ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.